Financial Services Leadership & Staff


Senior Client Service Specialist
Boca Raton, FL

A successful Sr. CSS will work closely with the financial advisor(s) in the preparation and implementation of financial plans as well as help with office operations. This is an in office opportunity with comprehensive benefits and small team environment.

  • FINRA registration (Series 7 and 66 or 6 and 63) 

  • 3-5+ years of financial planning experience required

Compensation: $70-85k base

Investment Operations
Southfield, MI

A successful candidate supports the firm’s Investment Specialist in day-to-day operational duties, sharing  knowledge of investment-related products, and acting in a relationship-building capacity with the firm’s  Registered Representatives; and working closely with Home Office to implement and deliver on key initiatives

  • • To have, or to obtain within 9 months, licenses and registrations (Life, Accident & Health, SIE, S7 and S66) • Excellent verbal and written communication skills 

    • Technology savvy- High proficiency in Microsoft Office Suite 

    • Demonstrates initiative 

    • Operates with a sense of urgency 

    • Detail-oriented 

Compensation: $70-75k base

Senior Tax Manager
Newport Beach, CA

A Wealth Management private firm is looking to add a Senior Tax Manager to their leadership team. Do you have the experience of corporate, business and personal taxes, as well as working with clients? This role might be for you, we are looking to introduce candidates who are excited for growth and the Financial Services industry. CPA required.

  • CPA required

Compensation: $150-200K base, potential for equity

Investment Advisor
North Liberty, IA

RIA firm is looking to add a Investment Advisor to their team in IA. This person will help the Senior Advisor service their clients. Book is about 100M of AUM.

  • FINRA (series 7 & 66) required

  • CFP is a plus

  • 3+ years of advising experience

Compensation: $70K +

Insurance Specialist
remote

RIA firm is looking to bring on an Insurance Specialist to help the Investment Advisors add risk management to their planning. Working with a growing firm of 20+ advisors, there is a big opportunity to help clients in multiple facets of their planning.

  • 5-10+ years of experience in risk management

  • Life, Accident & Health license

Compensation: negotiable, pending experience

Executive Assistant
Schaumburg, IL

Advisory firm is looking for someone to support the Founders of the firm. This position will be very hands on in terms of professional support including email and calendar management, operations and some client interaction

  • 2-5 years experience in an admin/EA role

  • outlook experience preferred

Compensation: $55-75K + benefits

Client Service Advisor
Downers Grove, IL

Advisory practice looking to grow their team! This position has responsibility for managing, servicing & expanding existing client relationships while formulating and implementing advice

  • FINRA licenses (6 & 63 / 7 & 66) LAH

  • 5+ years of experience

Compensation: $100-125K + variable compensation

Financial Advisor
Commerce, TX

Someone who is passionate about helping clients achieve their personal and professional financial goals. In this role, you will design personalized financial plans, develop tailored investment strategies, and provide comprehensive risk management solutions aimed at fostering long-term financial confidence and well-being.

  • FINRA licenses (7 & 66)

  • CFP or willing to get CFP

Compensation: Based on compensation